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All Policies › Administration & Operations › Establishing University Policies

Establishing University Policies

Responsible Office

University President

Policy Owner

Policy Advisory Committee Chair

Policy Contact

Policy Advisory Committee Chair

Issued

2017-02-01

Last Revised

2026-10-01

On this page: Policy Statement · Reason for Policy · Policy Scope · Procedures · Frequently Asked Questions · Forms · Appendices · Additional Contacts · Definitions · Responsibilities · Related Information · History

Policy Statement

North Central University formally approves, promulgates, and maintains in a consistent format, official university policies in a central policy repository.

University policies must have broad application throughout the university, enhance the university’s mission, set behavioral expectations, promote ethical standards and integrity, promote operational efficiencies, manage institutional risk, help achieve compliance with applicable laws and regulations, have been reviewed and approved by the Policy Advisory Committee (PAC) and the President’s Cabinet (PC), and provide procedures for implementation.

The PC may approve an interim policy when legal requirements or a significant institutional risk exists and there is insufficient time to complete the standard review and approval process before publishing. The request to the PC must include a policy plan and a timeline of no more than twelve months for completing the standard review of the interim policy. If approved, the policy will go into effect immediately. The policy owner must complete the standard policy review and approval process during this approved interim period.

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Reason for Policy

A formal process for policy formulation, promulgation, and maintenance provides continuity, ease of access and understanding, opportunities for stakeholder feedback during policy formulation, accountability throughout the policy formulation process, transparent guidance to the university community, and allows the university to evaluate risks associated with policy decisions.

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Policy Scope

Faculty, staff, students, academic and administrative units, affiliated entities, agents, and volunteers.

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Procedures

Developing and Approving University Policies

Determine the Need for a New Policy
  1. Any individual or unit can identify a need for a new policy that meets the criteria for a university policy; however, a responsible university officer must sponsor the potential policy.
  2. The responsible university officer designates an appropriate policy owner for the policy.
  3. The policy owner obtains approval to draft the policy from their appropriate responsible university officer.
  4. The policy owner, with the Policy Advisory Committee (PAC) and PAC chair assistance, considers related existing policies to determine if they could be combined.
  5. If an individual other than a policy owner has a request for a policy, that individual must contact the appropriate policy owner to begin the process, if there is concurrence in concept.
Complete the Policy Plan
  1. The policy owner, with the assistance of the PAC chair, completes the policy plan. As with all policy documents, the policy owner, and responsible officer will provide the content, while the PAC will be responsible for the editorial aspects of the policy plan.
  2. The responsible officer will approve the final draft of the policy plan before it is distributed to members of the PAC for review and approval.
  3. The PAC chair distributes the policy plan to the PAC for review at the appropriate meeting.
  4. The PAC reviews the policy plan.
  5. The policy owner, along with the PAC chair, presents the policy plan to the PAC for review and approval.
Draft the University Policy
  1. With the assistance of the PAC, the policy plan, and authoring groups, the policy owner completes a draft of the proposed policy along with the associated documents using the simplified policy template.
  2. The policy owner engages key end users/groups, either in the policy development process, as part of an authoring group, or in a review capacity. This includes a review by the appropriate committee(s) (e.g. Deans Council), where applicable. The PAC chair can assist in identifying individuals or groups. This feedback must be considered during the drafting of the policy.
  3. Once the draft is ready, the policy owner forwards it to the PAC chair, along with the associated materials (procedures, policy plan, stakeholder information, forms, etc.).
  4. The PAC chair will schedule the policy owner at one of the upcoming PAC meetings.
  5. The PAC chair conducts the initial review and provides feedback to the policy owner.
  6. The policy owner makes adjustments where needed and resubmits the version to be presented to PAC.
Review the Policy Draft—Policy Advisory Committee
  1. The PAC chair distributes the draft of the policy and completed policy plan to members of the PAC in advance of a PAC review meeting.
  2. The policy owner presents the policy draft to PAC.
  3. PAC provides specific suggestions as to content, practicality, language, level of detail, and readability.
  4. After the PAC meeting, the policy owner and responsible university officer, and the PAC chair will determine which suggestions to accept, and updates the policy draft as needed.
  5. If PAC approves the policy, the PAC chair places the policy on an agenda for the next President’s Cabinet (PC) meeting.
  6. The PAC chair completes the PAC sections of the Policy Change Form.
  7. The PAC chair distributes the final draft of the policy and all accompanying documents to PC in advance of the PC meeting.
Review the Policy Draft—President’s Cabinet
  1. The responsible university officer presents the documents to PC and responds to questions.
  2. The PAC chair and responsible officer will make changes as directed by the PC.
  3. The PC determines whether to approve the proposed changes to the policy. As the result of its review, the PC will either:
    1. Approve the policy as drafted;
    2. Send the policy back to the PAC to consider PC recommendations or concerns, or
    3. Make changes to the policy.
  4. If approved, the PC will complete the Policy Change Form and submit it to the PAC chair for archiving.
  5. The PAC chair will note on the policy the date listed on the Policy Change Form as the “Issued” date for the policy.
Promulgate the Policy
  1. The PAC chair updates the policy library with the newly adopted policy.
  2. If the new policy information requires formal training, the policy owner works with the appropriate training specialists to ensure that it is deployed and assists the responsible university officer to establish any support systems necessary to achieve ongoing compliance.
  3. The PAC chair archives the Policy Change Form and draft documents in policy archive.
  4. The PAC chair officially promulgates the policy to the university community and works with the policy owner to contact all stakeholders identified in the policy plan and the communication plan.
  5. The PAC chair assists the policy owner with other communication, as needed.

Comprehensively Reviewing Existing University Policies

Necessity of Review

All university policies are subject to a comprehensive review at least every four years. During a comprehensive review, the policy owner and the Policy Advisory Committee (PAC) takes a comprehensive look at an existing policy and all associated documents to determine:

  1. If the policy is still relevant and/or required.
  2. If the policy can be combined with another policy without compromising the effect of the policy.
  3. If the policy requires updating due to regulatory requirements or compliance obligations.
  4. If the policy requires updating to improve effectiveness and clarity.
  5. If the appropriate education, monitoring, and ongoing review of the policy is occurring.
Conduct the Comprehensive Review
  1. A policy is identified for review by policy review cycle, the policy owner, or the PAC chair.
  2. The policy owner contacts the PAC chair for a copy of the policy.
  3. The policy owner examines the policy and its related procedures:
    1. Policy owner must consult with stakeholders to determine if changes are recommended or required.
  4. The policy owner makes changes to the policy document(s) using the track changes function in Microsoft Word.
  5. The policy owner completes the Policy Change Form and notifies the PAC chair that the draft of the policy is ready for review by the PAC.
  6. The policy owner sends the draft/track-change version of the policy to the PAC chair.
  7. The PAC chair sends the draft/track-change version of the policy to the PAC.
  8. The policy owner presents the draft policy to the PAC and captures feedback.
  9. If required, the policy owner makes necessary/suggested changes based on PAC feedback to the draft policy.
  10. The policy owner sends a final draft/track-change version of the policy to the PAC chair.
    1. If changes are minor in nature, the policy is updated on the policy website and the PAC chair promulgates appropriately.
    2. The President’s Cabinet (PC) must review changes to the policy’s substance, intent, and fundamental changes to the policy’s procedures and PAC chair places the policy on the agenda of the next PC meeting.
President’s Cabinet Review
  1. The responsible university officer presents the draft/track-change version of the policy to the PC.
  2. The PC determines whether to approve the proposed changes to the policy. As the result of its review, the PC will either:
    1. Approve the policy as drafted;
    2. Send the policy back to the PAC to consider PC recommendations or concerns, or
    3. Make changes to the policy.
  3. If approved, the PC will complete the Policy Change Form and submit it to the PAC chair for archiving.
Promulgate the Policy
  1. The PAC chair incorporates all changes into the official university policy document(s).
  2. The PAC chair updates the history section of the policy.
  3. The PAC chair updates the policy library.
  4. The PAC chair promulgates the policy.
  5. The PAC chair archives the Policy Change Form and draft documents in policy archive.
  6. The policy owner notifies affected university units and works with units to ensure that appropriate training is in place that reflects the changes to the policy.
  7. The PAC chair assists the policy owner with other communication, as needed.

Revising Existing University Policies

Identify Requisite Revisions

Substantive changes to a policy that happen outside the standard policy review cycle. Policy revisions typically include, but are not limited to:

  • Changes in the scope of the policy.
  • Changes to the meaning/intent of the policy statement.
  • Most changes to procedures/appendices.
  • Changes in policy requirements.
  • Changes to policy responsibilities.
Revise the Policy
  1. The policy owner, responsible university officer, or Policy Advisory Committee (PAC) chair identifies requisite revisions to an existing university policy.
  2. The policy owner contacts the PAC chair for a copy of the policy.
  3. The policy owner examines the policy and its related procedures:
    1. Policy owner must consult with stakeholders to determine if changes are recommended or required.
  4. The policy owner makes changes to the policy document(s) using the track changes function in Microsoft Word.
  5. The policy owner completes the Policy Change Form and notifies the PAC chair that the draft of the policy is ready for review by the PAC.
  6. The policy owner sends the draft/track-change version of the policy to the PAC chair.
  7. The PAC chair sends the draft/track-change version of the policy and the completed Policy Change Form to the PAC.
  8. The policy owner presents the draft policy to the PAC for review and captures feedback.
  9. If required, the policy owner makes necessary/suggested changes based on PAC feedback to the draft policy.
  10. The policy owner sends a final draft/track-change version of the policy to the PAC chair.
    1. If changes are minor in nature, the policy is updated on the policy library and the PAC chair promulgates appropriately.
    2. If changes are substantive in nature, and the PAC approves the proposed changes, the PAC chair places the policy on the agenda of the next President’s Cabinet (PC) meeting for review and approval.
President’s Cabinet Review
  1. The responsible university officer presents the draft/track-change version of the policy to the PC.
  2. The PC determines whether to approve the proposed changes to the policy. As the result of its review, the PC will either:
    1. Approve the policy as drafted;
    2. Send the policy back to the PAC to consider PC recommendations or concerns, or
    3. Make changes to the policy and approve.
  3. If approved, the PC will complete the Policy Change Form and submit it to the PAC chair for archiving.
Promulgate the Policy
  1. The PAC chair incorporates all changes into the official university policy document(s).
  2. The PAC chair updates the history section of the policy.
  3. The PAC chair updates the policy library.
  4. The PAC chair promulgates the policy.
  5. The policy owner notifies affected university units and works with units to ensure that appropriate training is in place that reflects the changes to the policy.
  6. The PAC chair assists the policy owner with other communication, as needed.

Making Editorial Changes to University Policies

Request and Execute Editorial Changes

On an as-needed basis, the responsible university officer and/or policy owner will request that the Policy Advisory Committee (PAC) chair make routine editorial changes to an existing policy document. Editorial changes typically include:

  • New contact names.
  • Position titles.
  • E-mail addresses.
  • Web addresses.

The PAC chair is authorized to update policies with editorial changes as needed.

  1. The PAC chair will notify the responsible university officer of all editorial changes to the policy document.
  2. The responsible university officer will confirm all changes to the policy document.
  3. The PAC chair will update the history section of the policy with a summary of changes.
  4. The PAC chair will update the appropriate date on the policy to indicate the date of the last update to the policy.
  5. The PAC chair will update the policy library with the editorial changes to the policy.
  6. The PAC chair archives the Policy Change Form and draft documents in policy archive.

Establishing Interim Policies

Approve an Interim Policy

The President’s Cabinet (PC) may approve an interim policy when legal requirements or a significant institutional risk exists and there is insufficient time to complete the standard review and approval process before publishing.

  1. The responsible university officer determines that there is a need for an interim policy.
  2. The responsible university officer or policy owner completes the policy plan.
  3. The responsible university officer or policy owner submits a proposed timeline for completing the standard review process, ending no more than twelve months after the interim policy approval date.
  4. The PAC chair notifies the PC that an immediate session is needed to consider the interim policy.
  5. The PAC chair sends the policy plan and timeline to the PC.
  6. If approved by the PC the policy will go into effect immediately.
    1. If approved, the PC will complete the Policy Change Form and submit it to the PAC chair for archiving.
  7. The policy owner must complete the standard policy review and approval process during this approved interim period.
Promulgate the Policy
  1. The PAC chair promulgates the policy to the campus community.
  2. The PAC chair places the interim policy on the policy library.
  3. The PAC chair archives the Policy Change Form and draft documents in policy archive.
  4. The policy owner notifies affected university units and works with those units to ensure that appropriate training, if needed, is in place that reflects the changes to the policy.
  5. The PAC chair assists the policy owner with other communication, as needed.

Retiring University Policies

Determine the Need to Retire a University Policy

A responsible university officer, policy owner, or Policy Advisory Committee (PAC) chair may identify a university policy that is no longer needed. Reasons for policy retirement typically include, but are not limited to:

  • Changes in Board of Regent policy or university policy.
  • Changes in legislation.
  • Changes in requisite procedures.
  • Changes in university operation.
Retire a University Policy
  1. The policy owner, responsible university officer, or PAC chair identifies a policy that should be retired.
  2. The policy owner consults with stakeholders to determine if retirement is appropriate.
  3. The policy owner completes the Policy Change Form and notifies the PAC chair that the retirement consideration is ready for the PAC to review.
  4. The PAC chair schedules the consideration for policy retirement for the next President’s Cabinet (PC) meeting.
President’s Cabinet Review
  1. The PC reviews the policy retirement request.
  2. If approved, the policy is officially retired and no longer in effect.
  3. If rejected, the policy remains in effect and no further action is required.
  4. If the policy retirement is approved, the PC completes the Policy Change Form and submits it to the PAC chair.
Complete Post-Retirement Steps
  1. The PAC chair removes the policy and related documents from the policy library.
  2. The PAC chair archives a copy of the retired policy, related documents, and the Policy Change Form.
  3. The PAC chair communicates the retirement of the policy to the campus community.
  4. The responsible university officer and policy owner deliver any additional communication to relevant stakeholders.
  5. The responsible university officer and the policy owner update training related to the retirement of the policy.

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Frequently Asked Questions

Q: Who approves university policies?

A: The Policy Advisory Committee (PAC) reviews and approves policy plans and drafts, then recommends them to the President’s Cabinet, which gives final approval.

Q: Can anyone suggest a new policy?

A: Yes. Any individual or unit can identify the need for a policy, but a responsible university officer must sponsor it and assign a policy owner.

Q: How do I start a new policy?

A: Contact the PAC chair at policy@northcentral.edu. The PAC chair helps the policy owner complete a policy plan, which goes to the PAC before drafting begins.

Q: How often do policies get reviewed?

A: Every university policy receives a comprehensive review at least every four years.

Q: What changes can happen without full review?

A: Editorial changes, such as contact names, position titles, email addresses, and web addresses. The PAC chair makes these changes and updates the policy history.

Q: What counts as a substantive revision?

A: Changes to a policy’s scope, meaning or intent, requirements, responsibilities, and most changes to procedures or appendices. These go through the PAC and, when needed, the President’s Cabinet.

Q: What happens when a policy needs to take effect right away?

A: The President’s Cabinet may approve an interim policy when legal requirements or significant risk leave no time for the standard process. The policy owner must finish the standard review within one year.

Q: How does a policy get retired?

A: The policy owner consults stakeholders, submits a Policy Change Form, and the President’s Cabinet decides. Once retired, the policy comes off the policy library.

Q: Where can I find the official version of a policy?

A: The university policy library at northcentral.edu/policy serves as the sole official source for policies and procedures.

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Forms

Forms are available from the PAC chair at policy@northcentral.edu.

  • University Policy Plan
  • Policy Change Form
  • Policy Communications Plan
  • Policy Review Guidance

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Appendices

Appendices are available from the PAC chair at policy@northcentral.edu.

  • University Policy Formulation Process
  • University Policy Style Guide
  • University Policy Template—Simplified

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Additional Contacts

SubjectContactPhoneEmail
Primary ContactPolicy Advisory Committee Chair612.343.4754policy@northcentral.edu
Responsible OfficerUniversity President612.343.4741president@northcentral.edu

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Definitions

Authoring Groups

Ad hoc groups, organized by the policy owner, to assist with the initial authoring and formulation of a policy draft.

Board of Regents Policy

Umbrella policies that provide the framework and guiding principles under which the administration is responsible for the implementation of, and compliance with, the intent of the Board of Regents policy.

Comprehensive Review

An in-depth review of a policy by the policy owner and the Policy Advisory Committee (PAC) that occurs at least every four years that confirms that the policy is up-to-date, relevant, needed, and that the university is complying with the policy.

Editorial Updates

Non-substantive and routine updates to a policy that do not necessitate the standard policy review process. Editorial updates typically include, but are not limited to:

  • Title changes.
  • Web address changes.
  • E-mail address changes.
  • Grammatical errors within the policy.

Interim Policy

Provisional policy issued when a university policy is needed because of legal requirements or a significant institutional risk exists and there is insufficient time to complete the standard review and approval process before promulgation. A policy plan and timeline for completing the standard review of the interim policy must be included in the request to the PC. If approved on an interim basis, the policy will go into effect immediately. The policy owner must complete the standard policy review and approval process within twelve months of approval.

Policy Advisory Committee (PAC)

A standing committee authorized by the President to review and approve all university-wide policy plans and policy drafts and to recommend policy actions for finalization before review, acceptance, and approval by the President’s Cabinet. Composed of various administrators from across the university. The PAC meets monthly.

PAC Chair

An individual appointed by the President to manage the policy review process and chair the Policy Advisory Committee. Charged with stewardship of the policy framework, policy development process, and the official policy template, editing drafts of policy documents, guiding policies through the policy development process, maintaining a central repository of university policies, and promulgating policy approvals and revisions to the university community.

Policy Contact

A subject matter expert designated by the policy owner to be the first point of contact to answer policy questions and assist in policy interpretation. In some cases, the policy contact is the policy owner.

Policy History

The policy history addresses details regarding the initial approval and subsequent revisions and is maintained by the PAC chair. The document details all language changes and periodic reviews that do not require any revisions.

Policy Owner

An individual responsible for the operational administration of policies and their related procedures, processes, instructions, and forms. Depending on the scope of the subject matter, a policy may have more than one policy owner. The responsible university officer defines the policy owner for a university policy.

Policy Plan

A working document that provides the policy owners, the President’s Cabinet, the Policy Advisory Committee, and other reviewers with a consistent approach toward policy needs analysis, impact analysis, risk assessment, and policy formulation and management. The PAC chair assists the policy owner and/or contact in the completion of the policy plan. The policy plan is presented by the responsible university officer or policy owner to a meeting of the PAC.

Policy Revisions

These are substantive changes to a policy that happen outside the standard policy review cycle. Policy revisions typically include, but are not limited to:

  • Changes in the scope of the policy.
  • Changes to the meaning/intent of the policy statement.
  • Most changes to procedures/appendices.
  • Changes in policy requirements.
  • Changes to policy responsibilities.

Policy Scope

A statement, describing whom the policy affects and which actions are impacted by the policy. The scope may expressly exclude certain people, organizations, or actions from the policy requirements. The scope is used to focus the policy on only the desired targets, and avoid unintended consequences where possible.

Policy Statement

Statement within a policy that encapsulates the policy’s purpose, namely its core provisions or requirements. Addresses what actions are mandated or prohibited. States which audiences have requisite actions and which audiences are excluded from parts or all of the policy.

Procedures

Required actions to conform to a university policy, contained in a designated section of the policy.

Promulgation

Official declaration that a policy is in effect.

Reason for Policy

A statement on the policy that describes why the policy exists (i.e., mitigates institutional risk, implements a Board of Regents policy, supports institutional mission and values, meets legal or regulatory requirements of the policy).

Responsible University Officer

The Provost serves as the responsible university officer for all academic and student life policies. The Vice President for Strategic Operations & Human Resources serves as the responsible university officer for all non-academic and non-student development policies.

Retirement (of a policy)

A policy may be retired if the President’s Cabinet determines that the policy is no longer needed. Typically, reasons that the university retires policies include, but are not limited to:

  • Changes in Board of Regent policy
  • Changes in university policy
  • Changes in legislation or compliance obligations
  • Changes in requisite procedures
  • Changes in university operation

President’s Cabinet (PC)

A standing committee composed of the university president, vice presidents, and other university administrators with the sole authority to approve university policies.

Stakeholder

Individual, function, or organization identified in the policy plan for a proposed policy, whose university role or professional expertise relates to the subject of the policy, and who, therefore, is consulted for comment on its draft.

Standard

A supplemental document that further defines a policy requirement. Compliance is mandatory. All standards are used as reference points to ensure organizational compliance. Testing and audits compare a subject to the standard, with the intention of certifying a minimum level of uniform compliance.

University Policy

Official university directive that:

  • Has broad application throughout the university.
  • Enhances the university’s mission, sets behavioral expectations, promotes ethical standards and integrity, promotes operational efficiencies, or manages institutional risk.
  • Helps achieve compliance with applicable laws and regulations.
  • Has been reviewed and approved by the Policy Advisory Committee and the President’s Cabinet.
  • Provides procedures for implementation.

University Policy Document

The official record of a university policy that is presented in a standard format or “template” to facilitate consistency, clarity, and conciseness on the university policy library.

University Policy Archive

A local repository that contains archived versions of current and retired policies, related policy documents, and Policy Change Forms.

University Policy Library

The university policy library website is North Central University’s:

  • Sole official repository for policies and procedures.
  • Sole definitive source for the most current policies.

University Policy Template

A required policy format developed to ensure consistency. Use of the template facilitates the adoption of clear, concise, and uniform university policies.

University Policy Template—Simplified

A simplified version of the official university policy template given to the policy owner to assist in the drafting of an official university policy which contains all the headings and sections of the official policy template, but not the intricate formatting of the official document.

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Responsibilities

President

  • Maintains ultimate responsibility for all university policies.

Policy Advisory Committee (PAC)

  • Reviews and approves policy plans to determine if the criteria for policies are met, that the policy statement and reason are clear, stakeholders are consulted for input, and that the plan for implementing and maintaining the policy is sound.
  • Reviews and approves policy drafts to provide the content, structure, formatting, expression, and other editorial aspects of documents to assure their clarity and coherence. Provides recommendations to the President’s Cabinet (PC) as to whether a policy should move to the PC for review. Typically meets once a month.

PAC Chair

  • Supports the President’s Cabinet (PC), PAC, responsible university officers, and policy owners throughout the policy initiation, formulation, implementation, and management process; disseminates timely and relevant information regarding new and amended policies to the broader University community; maintains an easily accessible, user-friendly electronic catalog of policies on a central web site; monitors and shares policy user feedback with policy owners; monitors review schedules and works with PC to ensure compliance; and assesses framework effectiveness and discusses results and plans for continuous improvement with PC.
  • Designs, implements, and reviews document templates, processes, and systems for formulating, reviewing, issuing, promulgating, storing, and revising university policies.
  • Guide the responsible officer and/or policy owner through the policy formulation process.
  • Lead the process for reviewing and approving draft policies, involving control of draft documents and engagement of the PC and PAC.
  • Arrange and chair PAC meetings.
  • Consult with the responsible officers to determine when revisions to an existing policy should be presented to the PAC or PC for review and/or approval.
  • Issue a university-wide announcement to promulgate or, where appropriate, retire a university policy.
  • Initiate review of policies whose requirements and/or provisions have been in effect for four years or longer.
  • Maintain a library of all university policies, including control of all official versions.

Responsible University Officer

  • Accountable for the substance of, including the provisions and requirements of, and compliance with university policies under their jurisdiction, and oversees policy owner performance in the administration of assigned policies. “Sponsors” university policies that fall under their jurisdiction.
  • Identify the need for and purpose of a policy in relation to a subject that falls under their jurisdiction.
  • Determine how stakeholder comments on drafts of the policy should be incorporated.
  • Approve final drafts of all policy plans and policy documents before they are presented to the President’s Cabinet (PC), Policy Advisory Committee, stakeholders, and the university community for review, approval, comment, promulgation, or compliance.
  • Present policy documents, including policy plans, to the PC.
  • When the related policy plan has been approved by the PC, may request that a policy be promulgated on an interim basis.
  • Verify that timely reviews of existing policies under their jurisdiction are conducted by policy owners.
  • Where appropriate, advise PC of intent to retire an existing policy or to consolidate with another policy.

Policy Owner

  • With the assistance of the Policy Advisory Committee (PAC) chair, the policy owner prepares a policy plan for the PAC’s review and action when proceeding through the policy formulation and approval process; develops and administers policies, procedures, instructions, and forms under the direction of a responsible officer (this includes all steps set forth in the policy plan); and performs scheduled review and assessment of assigned policies to ensure ongoing policy accuracy and need in accordance with the policy plan. The policy owner obtains approval from their associated responsible officer for the proposed policy or policy change prior to review by the PAC.

President’s Cabinet (PC)

  • Oversees the university policy framework to ensure policy alignment, continuity, and accountability; applies an institutional perspective to the review and approval of university policies; determines if policy matters involve a substantially new direction or major impact on the University and need broader input; approves new policies and substantive amendments to existing policies for promulgation to ensure policies meet the minimum criteria for adoption as a university policy; assesses and determines the institution’s policy needs; and ensures policy formulation and management plans are appropriate for the administration of policies. The PC may also choose to deny a request for a policy or policy change, as well as authorize elimination of policies proposed for deletion. When approving a policy, the PC will assess that the burden is proportional to the risk identified by the policy owners.
  • The PC may approve a policy plan as an agreement that a proposed policy may be promulgated on an interim basis.

Stakeholder

  • When invited by the Policy Advisory Committee chair, policy owner, or responsible university officer, comment on a draft policy in relation to its likely impact on members of the university community.

University Chairs, Deans, and Directors

  • Ensure that all unit employees are aware of policies relevant to the performance of their duties by providing access to policies, assistance with policy interpretation and application, and communicating the University’s expectation for policy compliance.

University Vice Presidents

  • Vice presidents are responsible for the oversight of policies that naturally fall within their areas of responsibility. Vice presidents create, implement, and gain compliance for university policies that fall under their jurisdiction.

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Related Information

There is no related information associated with this policy.

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History

Amended

2026-10-01 – Non-substantive updates (e.g., titles, contacts, form names, and copy errors); clarified interim policy timelines; changed references from President’s Council to President’s Cabinet; moved procedures onto the policy page; added frequently asked questions.

2019-04-23 – Changed the policy title. Was: Formulation, Promulgation, and Maintenance of University Policies. Now: Establishing University Policies. Changed all references of Senior Leadership Team (SLT) to President’s Council (PC).

Issued

2017-02-01

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